เหมาะสม ("basic asset allocation") 3.1 การแจ้งผลการทำ suitability test http://law.sec.or.th/content/3004/5057/1#5057 น.(ว) 19/2553 นำส่งสำเนาประกาศและซักซ้อมความเข้าใจ บุคคลดังกล่าวข้างต้นจะต้องสมัคร
ซักซ้อมความเข้าใจเกี่ยวกับกระบวนการขายผลิตภัณฑ์ในตลาดทุนและประเภทคนขาย ;basic asset allocation”) ผู้ประกอบธุรกิจสามารถใช้ basic asset allocation รูปแบบมาตรฐานที่สำนักงานจัดทำขึ้น (ตามสิ่งที่ส่งมาด้วย 2
provide a measure for protecting information security and computer system and network which is sufficient for preventing an unauthorised person from accessing, acknowledging, utilizing or altering such
. The securities company shall provide a measure for protecting information security and computer system and network which is sufficient for preventing an unauthorised person from accessing, acknowledging
, 2011 SEC OPEN MEETING: DODD-FRANK ACT AMENDMENTS TO THE INVESTMENT ADVISERS ACT Allocation of Responsibilities Between the SEC and the States In acknowledging the Commission's limited examination
instruments; (7) The determination of guideline for complaint acceptance and handling; In this regard, the high-level management should arrange for a procedure in notifying and acknowledging the related
Information on the Board of Directors Describe the composition and basic information of the Board of Directors that reflect the qualifications, capabilities, independence and diversity of expertise, sex and age
feedback in future. Acknowledging the role of voluntary carbon market in accelerating decarbonization in ASEAN, ACMF is determined to continue its study on voluntary carbon market. The Meeting endorsed an