Nok Airlines Public Company Limited Nok Airlines Public Company Limited ("NOK"), a securities issuer, had a duty to prepare and submit the accurate annual updated information statement and
;s failure to prepare and submit the accurate annual updated information statement and the annual report for the year 2022 (Form 56-1 One Report) within the period specified by the notification of the
reached or passed five percent of the total number of voting rights of NEWS. He later filed the accurate reports (Form 246-2) to the SEC Office on March 30, 2018. SEC Act S.246 Settlement Committee
notification of the Capital Market Supervisory Board. She later filed the accurate reports (Form 246-2) to the SEC Office on September 21, 2018. SEC Act S.246 Settlement Committee Meeting No. 10/2018
submit the accurate financial statements and financial reports within the period of time specified by the Capital Market Supervisory Board as follows : (1) financial statement for the year 2021 and (2
. Under the sandbox regime, ThaiBMA has set up a DLT-based bondholder data storage system, which will allow entities related to issuance and offering of bonds – i.e., investors, issuers, underwriters
operate such businesses with reasonable costs because the current licensing regime under the Ministerial Regulation is securities license which includes various groups of securities business and all
, at this stage, the SEC proposes to create an ICO regime only for the newly defined “investment participation” as an initial experimentation. Using ICO process with other types of securities will
which must be corrected, and the root cause analysis for such errors. The study also proposes recommendations on important factors which play an important role in the accurate preparation of financial
existing Thai regime for approved retail funds, this circular sets out the eligibility and ongoing requirements, as well as SEC rules, which a Hong Kong Covered Entity must satisfy if it intends to seek