violation of the rules. The SEC therefore suspended them from duty as approved investment consultants for one month. The aforesaid misconduct is in violation of Clause 20(3) of the Notification of Capital
suffer loss.Failure to give proper investment advices on generally accepted professional standards, guarantee returns from investment and failure to carry out order of the client were in violation of the
The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General and Head of the Complaint Center, accepted the Outstanding Cooperation Award
lunches and drinking water to the participating volunteers, as accepted by Ms. Patkorn Sinsuk, Director of Chatuchak District, on 26 August 2024.In the picture (left to right):1. Mrs. Pornanong
On behalf of the Securities and Exchange Commission (SEC), Ms. Jomkwan Kongsakul (right), Deputy Secretary-General, accepted the Digital Government Award for the third consecutive year. The award
. Soonthorn Thongperm, Plan and Policy Analyst, Practitioner Level, the Administration Section, accepted the donation on behalf of the Chatuchak District Office. Additionally, the SEC donated fertilizer
and Medical Products Department, King Chulalongkorn Memorial Hospital, accepted the donation on the Fund’s behalf. The donation presentation took place on 24 May 2024, at the Administrative Building
Society to provide financial aid for flood victims in northern Thailand. Mr. Khan Prachuabmoh, Director of the Fund Raising Bureau of the Thai Red Cross Society, accepted the donation on 16 September 2024
of human rights and providing legal education to the public. Mrs. Aranya Thongnamtako and Mr. Sahakarn Petchnarin, Deputy Permanent Secretary of Ministry of Justice, accepted the donation on 24 March
, which will be hosted by the SEC Thailand during 13-15 June 2023, and the SEC Thailand Public Conference on 16 June 2023. CMA has accepted the invitation.