, act or refrain to act in order to comply with this Notification. Clause 15 In case a derivatives dealer breaches this Notification, the derivatives dealer shall be liable to administrative sanction
announced by the derivatives dealer in compliance with this Notification, or has had an inappropriate behavior as a derivatives dealer, the SEC Office may order such person to amend, act or refrain to act in
refrain from undertaking within the specified time. If any registered derivatives business operator fails to comply with the order, the SEC Office has the power to revoke the registration of derivatives
specified in Clause 11, make correction, undertake, or refrain from undertaking within the specified time. If any registered derivatives business operator fails to comply with the order, the SEC Office has
the CIS operator to act or refrain from acting in case there is an action which may cause damages to the interest of the investors; (b) is not subject to the order of business suspension or revocation
with the approval of the Office; (4) Be a member of the association and shall refrain from violating relevant professional code of conduct and standards as specified by the association, in any aspects