Continuity system in order to be able to provide services to a client and offer for sale of investment units. SEC Act S.113 Settlement Committee Meeting No. 5/2021 Settlement Committee Order No. 40/2021
involved agreed with the principles proposed by the SEC and added the principle of flexibility, in order that the business operators will be able to put this into practice effectively. The public hearing
market, including guidelines for enhancing the development of the Thai securities industry where all sectors are able to gain benefits fairly and efficiently. The joint meeting was held at the SEC
managers incorporate sustainability factors in their investment process. Consequently, investors may not be able to compare between mutual funds with similar sustainability mandates and, as a result, may
: Preparation of Report on Changes to the Securities and Derivatives Holding of Director, Executive, Auditor, Plan Preparer and Plan Administrator, dated 16 July 2023 (Notification No. Sor Jor. 38/2561)
account) ผู้บริหารบัญชีผู้ใช้งาน (account administrator) และผู้สนับสนุนการนำส่งข้อมูล (ผู้จัดทำหรือเตรียมการข้อมูล) กำหนดบุคคลที่เกี่ยวข้องในการนำส่งข้อมูลต่อ ก.ล.ต. ซึ่งต้องมีการพิสูจน์และยืนยันตัวตนตาม
ผีูใ้ชง้านนติบิคุคลหรอืคณะบคุคล หรอื company account ซึง่สามารถใชเ้ป็น ตราประทับไดด้ว้ย น า company account ไปใชใ้นการแจง้รายชือ่ผูบ้รหิารบญัชผีูใ้ชง้าน หรอื account administrator ซึง่ มหีนา้ทีบ่รหิารบญัช
Re: Reporting Changes to the Securities and Derivatives Holdings of Directors, Executives, Auditors, Planner and Plan Administrator, dated 5 March 2024: https://publish.sec.or.th/nrs/10125s.pdf
be able to offer for sale of shares to this type of investor without limitation on offering amount. The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are
establishment to be published in the Government Gazette by mid February 2020. After that, SEC will be able to approve SSF within the same month,” said SEC Secretary-General Ruenvadee Suwanmongkol. SSF is a new