from provident funds (1) Develop and implement a system which separates the unitholders who receive proceeds from a provident fund (“PVD") from the general unitholders of the RMF. (2) Develop and
implement within six to 12 months following the signing of the MoU. Further details of the mutual recognition of funds scheme are set out in the SFC circular and the SEC circular issued today
relevant retrospective price correction report and price compensation report by the mutual fund supervisor; and (3) implement measures to prevent an incorrect investment unit price in the future, and submit
is approved to execute both types of transactions, the maximum limit shall be the total limit; (2) have the client make an agreement in writing for borrowing of money for purchasing securities or
other companies and business partners to establish and implement anti-fraud and corruption measures. Principle 5.3 The board should ensure that management allocates and manages resources efficiently and
the receipt of a duly completed application. Implementation 43. The SEC and SFC will endeavour to take all actions necessary to implement the MRF arrangement within 6 to 12 months following the signing
will endeavour to take all actions necessary to implement the MRF arrangement within 6 to 12 months following the signing of the Memorandum and will publish separate announcements informing the industry
, the derivatives advisor shall arrange to have an agreement in writing relating to the settlement of disputes by arbitration organized by the Office as specified in the notification of the Office when
order in writing. ______________________ Documents SHARE : Related News SEC launches Digital Asset Regulatory Sandbox on 9 August 2024 Longroot (Thailand) was revoked of its approval as an ICO Portal SEC