The SEC Board and the SET Governors met on 3 August 2023 to discuss and exchange perspectives as well as viewpoints in relation to cooperative working process between the two organizations with an

developments included the setting up of a Fintech working group and the SEC announcement of support and participation in such activity along with other GEMC members.   SEC Secretary-General Ruenvadee

Forum Deputies’ Meeting to follow up on the progress of ACMF Working Groups, which facilitate cooperation among key regional organizations in developing regional capital markets linkage and

Content ​​​​​​​ ​​​​เอกสารเผยแพร่ ​บทความ ​SEC Working Paper ​งานสัมมนาและเอกสารประกอบการสัมมนา​ ​​ ​​​​ สุนทรพจน์ / ปาฐกถา ​ ​ ​​ คำถาม-คำตอบเกี่ยวกับการฟื้นฟูกิจการ​ ​ ​Archive ​ ข่าว ก.ล.ต รายงานสรุปภาวะ

result of the application consideration shall be notified within five working days;2) Filing: to shorten the grace period of the registration statement from 14 to five working days and to waive the

is working on enhancing the ASEAN Collective Investment Schemes (CIS) framework by further harmonising disclosure standards through common product highlight sheets and prospectuses, and reducing

Bangkok, June 2, 2015 ? The SEC jointly with the School of Development Economics of NIDA hosted the 4th SEC Working Papers Forum, 2015 on ?Global financial market risks and financial plan for

provide a measure for protecting information security and computer system and network which is sufficient for preventing an unauthorised person from accessing, acknowledging, utilizing or altering such

, utilizing or altering such information or system. Clause 7. The securities company must provide a controlling measure which is sufficient for the developed or modified application software to have a correct

results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or any person