information to sell the company's shares through the trading account of Ms. Benjamas Dhammarungruang. Both offenders paid civil penalties and compensation for the received benefits, at the total amount of 2.58
Bangkok, 21 June 2018 ? The SEC has imposed civil sanction on two offenders, namely Mr. Sarath Teganjanavanich and Ms. Malita Limlomwongse, for using inside information to buy shares of Thai Optical
related to the tender offer of NOBLE shares at 12.25 baht per share, which was higher than the market price. As director and executive of the company at the time, Kitti disclosed such insider information to
STEC shares for her own benefit. She did sell 91,900 STEC shares on 19 January 2018 and benefited from the sale as well. Woraphant’s acts were deemed securities trading while knowing or possessing and
purchase of KITHA shares approved by shareholders? resolution. The clarification must include information concerning board of directors? roles in the said agenda at the shareholders? meeting as well as each
purchase of KITHA shares approved by shareholders? resolution. The clarification must include information concerning board of directors? roles in the said agenda at the shareholders? meeting as well as each
director of UVAN, knew inside information about the significant increase of company’s profits in the fourth quarter of 2017. She, then, bought UVAN shares during 27 December 2017 - 22 February 2018 in the
loss in the fourth quarter of 2016. Apichart then sold 3,529,800 ICHI shares in his account during 10 - 20 January 2017 before ICHI reported its financial statements for the year 2016 to SET on 23