-money Laundering Act B.E. 2542, as amended. In any case, filing a criminal complaint is mere commencement of the criminal procedures whereby the consideration of whether any person is guilty is subject
fund manager to manager in the case where the private fund management company is a limited company or public limited company under clause 2 (6) of Ministerial regulations No. 15 (B.E. 2543) in accordance
the position of private fund manager to manager in the case where the private fund management company is a limited company or public limited company under clause 2 (6) of Ministerial regulations No. 15
; “Authorized person in private fund management” means the following persons: (1) Any person, who take responsibility in private fund management, from the position of private fund manager to manager in the case
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
Exemption from Submitting the Registration Statement In case of Non-public Offering Securities Issued by Foreign Company
Exemption from Submitting Registration Statement for Offer for Sale of Shares Issued by Foreign Company in case of Private Placement
also comply with the explanation attached hereto. Clause 4. In the case where the securities company desires to submit a financial statement under Clause 3 to the Office in the form of electronic data
the explanation attached hereto. Clause 4. In the case where the securities company desires to submit a financial statement under Clause 3 to the Office in the form of electronic data, the securities