statements, certain information appeared in the interview was different from that disclosed in the registration statement (filing form). The differences include the information on gross profit indicated at 10
allow the association to invest in certain types of securities, provided that, such investment is made in accordance with the rules issued by SEC Board; and (3) Provision regarding criminal
executing certain financial transactions through her own bank account, and (3) Mr. Veerawat Sukwara, who also knew and persuaded several persons – namely, Mr. Krittiphat, Mr. Sunchai , Mr. Teerasit and Mr
KC Board of Directors, assisted in executing certain financial transactions through her own bank account, and (3) Mr. Veerawat Sukwara, who also knew and persuaded several persons – namely, Mr
sectors. The amended rules specify that certain matters remain under the SEC supervision, including issuers? non-involvement in illegitimate businesses. The SEC, however, does not impose requirements
Securities Plc., for trading securities on behalf of clients.From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC probed into {A}'s case and found certain communication record
Commission No. KorThor. 3/2551 Re: Additional Determination of Type of Juristic Person Classified as Institutional Investors _____________ By virtue of Clause 3 and Clause 9 of the Derivatives Act B.E.2546
, a changing trend can be seen as employers want an alternative for their employees by cancelling the former provident fund, which only consists of one policy, and shifting to another type of
://www.sec.or.th/EN/Documents/AnnualReport/pb_ar_2003.pdf Annual Report 2001 of electronic trading platform for the trading of debt instruments and to define it as another type of securities businesses. The study is