According to a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that during the month of May 2018, Kitti knew or possessed the inside information related to the tender offer of NOBLE shares at 12.25 baht per share, which was higher than the market price. As director and executive of the company at the time, Kitti disclosed such insider information to Kongpat, his nephew-in-law, even though he knew or should have known that Kongpat could possibly us...
In her opening remarks at the online seminar on 25 November 2020, Ruenvadee Suwanmongkol, Secretary-General of SEC, stated: “The aims of the online seminar are (1) to help listed companies gain a better understanding of climate risks so that they can combine their knowledge and relevant available information to enhance their capability to deal with climate change; (2) to make asset management companies, as an institutional investor, understand the risks and effects of climate change on b...
Bangkok, March 27, 2014 - The SEC suspended {A}, a former capital market investment consultant of UOB Kay Hian Securities (Thailand) Plc, and {B}, a capital market investment consultant of Krungsri Securities Plc., for trading securities on behalf of clients.From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC probed into {A}'s case and found certain communication record, indicating that he had been authorized by his client to make securities trading decisions on the clie...
Following investors’ complaints and SEC’s further investigation, it was found that during 2013 – early 2015, a group of persons opened a learning course on the topic of technical analysis and gave advice on derivatives investment without approval through many channels such as website, YouTube, email, phone, SMS and Line application. {A} and {B}, then investment consultants at KGI, cooperated with the group of persons above in opening trading accounts for investors to make derivatives inves...
Bangkok, October 24, 2014 - The SEC suspended two capital market investment consultants namely {A}, a consultant of Bualuang Securities PLC., for trading securities on behalf of clients and {B}, a
property rights over two coal mines in Indonesia, which EARTH had acquired from exchange of the company group’s assets at an approximate value of 24 billion baht. In this regard, EARTH failed to proceed
Tian Tian Ventures หรือ Tian Tian Inc หรือ Tian Tian Go หรือ TTGO หรือ TTV - ยังไม่ได้รับอนุญาตให้เสนอขายหลักทรัพย์ที่ออกใหม่ต่อประชาชนเป็นการทั่วไป (วันที่เปิดเผยข้อมูล : 27/06/2562)
Tian Tian Ventures หรือ Tian Tian Inc หรือ Tian Tian Go หรือ TTGO หรือ TTV - ยังไม่ได้รับอนุญาตให้เสนอขายหลักทรัพย์ที่ออกใหม่ต่อประชาชนเป็นการทั่วไป (วันที่เปิดเผยข้อมูล : 27/06/2562)
ชื่อผู้ได้มา/จำหน่าย :?CREATIVE LIGHT INVESTMENTS LIMITED | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 24/03/2558
ชื่อผู้ได้มา/จำหน่าย :?CREATIVE OPTIMIZATION ASIA-PACIFIC PTE LTD. | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 15/12/2548