process and recommending suitable investment. (Suitability) Investing in primary and secondary markets is restricted for qualified investors with knowledge, experience and high net worth who can
, permissible to be offered to institutional investors and high net worth investors, either directly or through intermediaries. Due to the instruments? characteristics of high risk and complexity, the investment
the Group were 86.92% in the 2nd quarter of 2017 compared to 69.33% in the same period of 2016. An increase in the cost of sales ratio is due to the high cost of Plastic Bag Blowing Machine and a
develop a comprehensive global baseline of high-quality sustainability disclosure standards to meet investors’ information needs. • Inherited leading investor-focused sustainability disclosure standards
require financial advice and planning service from advisors who are knowledgeable, provide quality services and are considerate of interest of the customers. Hence, the “Wealth Advice for All” project was
membership. By providing high quality technical assistance, education and training, and research to its members and other regulators, IOSCO seeks to build sound global capital markets and a robust global
the use of program trading/ high-frequency trading. The participants also discussed approaches towards developing and improving the securities industry according to international standards. This
affordable mostly by high income earners. The strategic plan aims to address this issue by facilitating intermediaries? creation of innovative service channels and provision of wealth advice, product knowledge
ensure the high quality of financial statements. Executives set tone at the top in a company, and are responsible for the accuracy of financial statements. Other factors such as changes in accounting
solutions to the human resources problem in the audit industry. • In September 2012, the SEC issued guidelines for audit committees to select high-quality external auditor. The SEC held a seminar for audit