supporting declaration of identity and additional documents in case of reasonable suspicion concerning investor’s qualifications. Securities company shall revise investor’s information under the first
suspicion that such amount of money belongs to the client; (2) Securities: (a) segregating by depositing with a securities depository center or the Bank of Thailand by clearly indicate that such securities
of the repurchase transaction. (b) segregating under self-safekeeping which shall be done in the manner that can clearly identify without suspicion that such amount of money belongs to the client; (2
of the repurchase transaction. (b) segregating under self-safekeeping which shall be done in the manner that can clearly identify without suspicion that such amount of money belongs to the client; (2
well as how the auditor response to identified risks, key matters detected throughout the auditing process, and suspicion related to unusual transactions that may be an indicator of fraudulent act; 6
finance loan or bank guarantee. As a result, the Company has been running the business by its existing cash flow in the Company and having to place the cash in the full amount as a guarantee to the Bank in
from financial institutions. As a result, the Company has been running the business by its working capital and wages from the owners, including support from distributors result in the Company and
, respectively. The Company still has been running the business by its working capital, so there is no financial cost burden. Please be informed accordingly. Sincerely yours, (Mr. Pitsanu Vichitcholchai) Chief
Co., Ltd. (“GWM”), running the business of kidney cleanser and medical supplies manufacturing and distribution, which is decrease from the same quarter of the previous years for 0.47 million baht
for intermediaries or their employees to use advance information on clients? trading orders of securities or derivatives to execute their own orders before clients? (front running), or disclose such