(in case of secured Basel III-compliant Instruments/ Basel III-compliant Instruments with a bondholders' representative). - Application shall be submitted for an approval. The following qualifications
Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions
trust can sell units to high net-worth investors or general investors (in case of selling to retail investors, listing of the units in the Stock Exchange is required to enhance the liquidity). In case
the beneficiaries of the trust. A REIT is regulated under 2 major laws: 1. The Trust for Transactions in Capital Market Act B.E. 2550 2. Securities and Exchange Act. B.E 2535. Acquisitions of real
Corporate Governance Scorecard (ACGS) is an initiative by the ASEAN Capital Market Forum (ACMF) aimed at enhancing the corporate governance standards and practices of publicly listed companies (PLCs) in the
Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions
of the bills. - In case of bills having an agreement to provide additional collateral for debt repayment, such agreement must be enforceable under the law. - Applicable to the offering of short-term
(ESOP) is a tool to create motivation for personnel of the company to work effectively to promote the growth of the company by providing opportunity for directors and employee to take part in the
the case where the company is unable to provide underlying shares, which must not be less than the difference between the market price of the shares at the time of exercise of right and the exercise
. Assessment criteria must therefore be adjusted in response to the changing environment and be able to protect the rights of retail investors. The SEC is pleased to witness the cooperation between institutional