fundraising methods for small-sized enterprises and startups that use technologies to manage costs on the existing platforms, for example, crowdfunding. ?In promoting effective supervision, the SEC continues to
Bangkok, April 10, 2015 - The SEC summarized the development and supervision on the capital market from late 2011 to early 2015 with achievements in lifting up the Thai capital market to match the
Bangkok, April 10, 2015 - The SEC summarized the development and supervision on the capital market from late 2011 to early 2015 with achievements in lifting up the Thai capital market to match the
Securities and Exchange Act B.E. 2535 specifies that SET is an organization under the supervision of the SEC. The SET's Board of Directors (SET Board) consists of not more than five persons appointed by the
Securities and Exchange Act B.E. 2535 specifies that SET is an organization under the supervision of the SEC. The SET's Board of Directors (SET Board) consists of not more than five persons appointed by the
right to directly notify the fund manager, and specifying the management of unclaimed money; 4. Increasing flexibility for members to manage their money: e.g., empowering the Minister of Finance to
In addition, there will be three director-level switches, namely: 1. Mrs. Sureerut Suradecha, from Director of the Sales Conduct Supervision Department to Director of the Investment Management
: For More Information ContactUs Investment Management Supervision Department Tel. +66-2263-6076 Intermediaries Supervision Department Tel. +66-2263-6536 Was this page helpful? Yes No Comment
directors mutatis mutandis. Clause 4 In the management and supervision of trust, the trust manager shall ensure that there shall be at least one investment committee to have the duties to give advice or
that the derivatives fund manager will appropriately manage the investments for investors to protect and maintain the best interest of investors under acceptable risk exposure, it is necessary that the