shall come into force on the following date of its publication in the Government Gazette. Given on the date of 18th September B.E. 2543 Tarrin Nimmanhaminda Finance Minister
force on 17th September 2544. Given on the date of 17th September B.E. 2544 Somkid Jatusripitak Finance Minister __________________________ This English version is prepared by Legal Department
date on which the Securities and Exchange Act B.E. 2535 comes into force ; (3) hold shares of any securities company in the amount equal to or exceeding ninety-nine percent of the total paid-up
of the holidays during the above mentioned period. The substitution holiday(s) will be announced in due course.
shares in the amount equal to or exceeding ninety-nine percent of the total paid-up registered capital on the date on which the Securities and Exchange Act B.E. 2535 comes into force ; (3) hold shares of
same legal entity or investment management project, in the same type, issue, features and comparable quantity to lender. Clause 3 This Notification shall come into force on the date following its
Regulation. In case where license fee paid by the licensee under the first paragraph for the year this Ministerial Regulation comes into force, exceeds license fee payable under this Ministerial Regulation
worked for Country Group), had used incomplete Customer Confirmation and Portfolio reports in substitution for order tickets. Their actions were deemed as failure to record the customers? securities
comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be construed or interpreted as having effect in substitution for or supplementary to the Thai version thereof
to the date on which this Notification comes into force. Where person in accordance with the first paragraph, on or after the date in which this Notification comes into force; [(i)] remains major