Facebook page “The stock exchange of thailand.” impersonates “The Stock Exchange of Thailand” : Unlicensed securities and derivatives business (Disclosure Date : 21/06/2024)
Facebook page “The stock exchange of thailand.” impersonates “The Stock Exchange of Thailand” : Unlicensed securities and derivatives business (Disclosure Date : 21/06/2024)
Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the capacities of an investment consultant and private fund manager without obtaining the necessary license. In this context, he sought public engagement regarding the value of securities and the suitability of investments associated with securities, as well as the management of individuals' investme...
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