), submitted orders for clients to trade shares of Unique Engineering and Construction PCL., (UNIQ) in a manner that inflated the share prices. The order were split into a number of orders despite it could be
=u+e.data),y||p?(o=t.open(u),o.document.title=e.popupWindowTitle,t.focus()):d?t.location(u):l=n(" ").hide().prop("src",u).appendTo("body")):(b="",e.data!==null&&n.each(e.data.replace(/\+/g," ").split
Investor • “...the 2013 Nobel Prize committee split the prize between the two camps [of rational, risk-based, efficient markets versus behavioral, irrational, and inefficient markets]” – Asness et al. (2015
incentives is what motivates this paper. • The paper is split into three components: 1. Increased Firm Visibility 2. Information Asymmetry Reduction 3. Strategic Tweeting Behavior Data • S&P 1500 Firms (1,121
member jurisdictions, which emphasizes the independence from the accounting profession of regulatory body. The Principle was aimed at providing a guideline for IOSCO members to implement their supervisory
introduction of Investor Climate Action Plans as a tool to help asset owners and managers to develop and implement change, no matter where they are at in their climate journey. This session is opened to asset
Questionnaire No. Particulars Firm's Reference /Guidance Notes Description 1 Does the audit firm design and implement the risk assesment process that includes the identification of quality objectives
control https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-pvd.doc EDITED supervise and control generally for the implementation of the provisions of this Act. In order to implement the
operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the https://www.sec.or.th/EN/Pages
. SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC aims to facilitate e-submission services and has the concept to review the overall report submission system and to implement such action. In