signatories for the benefit of clients in choosing Asset Managers. Other Institutional Investors who are not regulated by the SEC, and who follow the I Code, are also encouraged to notify the SEC with the
“Strategic CFO in Capital Markets" for the Module: CFO and Financial Information Management organized by Thailand Securities Institute (TSI) of the Stock Exchange of Thailand (The number of hours in attending
. Both application form and supporting documents must be in Thai or English language. The certified translation is also needed for documents that were translated from language other than Thai or English
rules for the trading, clearing and settlement of securities must be approved by the SEC Board. In the case where there are adverse effects to the public or the economy, the SEC Board has the powers to
supply of listed companies with the demand of Thai investors. This collaboration for the establishment of Thai ESG Funds marks the first time that all aspects of ESG principles are covered in the
. _____________________________ Remark: the hearing documents (Thai language only) are available at https://capital.sec.or.th/webapp/phs/upload/phs1551229102hearing-11-2562.pdf Documents SHARE : Building Confidence in the
Member, Bank of Thaila Governor, Member of the Audit Committee and Member of the Corporate Governance and Social Responsibility Committee, The Stock Exchange of Thailand CEO and President, CIMB Thai
, shareholders are entitled to claim on the company's behalf for damages or returns of benefits that such director had received as a result of his/her misconduct. In addition, the criminal and civil sanctions
Member, Bank of Thaila Governor, Member of the Audit Committee and Member of the Corporate Governance and Social Responsibility Committee, The Stock Exchange of Thailand CEO and President, CIMB Thai
Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions