แบบ RLA (Risk Level Assessment) [ปี 2567] Hash ID : f5a0a21c008f55ccced27f1b5967844645c6b90e6afeddc1aa5eca5cd042f386
แบบ RLA (Risk Level Assessment) [สำหรับการนำส่งรอบที่ 1 ปี 2566]
, identification of quality risks, assessment of quality risk levels, and identification of relevant responses to reduce the identified quality risk levels? 1.1 Does the audit firm completely identify minimum
supervision and risk assessment of intermediaries and the monitoring of industry development, to prevent excessive burdens on securities and derivatives intermediaries.The proposed revision covers the reporting
the business operator according to the RLA (“Risk Level Assessment”) form, and submit the first results of such assessment to the SEC Office within 31 July 2023 However, KWI reported Risk Level
include requirements for information technology governance and auditing by IT specialists. It also outlines the timeline to submit the IT audit report and IT Risk Assessment results, which must be
SHARE : SEC receives excellent score in the Corruption Risk Management Systems Assessment 2023 and higher score in the Integrity and Transparency Assessment 2024 Friday 2 August 2024 | No. 159 / 2024
. In addition, the SEC reiterates that listed companies should take action and consider various factors relevant to digital asset investment. For example, risk assessment and potential impacts, measures
ผู้ประกอบธุรกิจตามแบบรายงาน Risk Level Assessment ("รายงาน RLA") โดยต้องจัดส่งรายงาน RLA สำหรับปี 2566 ครั้งที่ 1 ภายในวันที่ 31 กรกฎาคม 2566ซึ่งต่อมา KWI ได้จัดส่งแบบรายงาน RLA สำหรับปี 2566 ครั้งที่ 1
to the IT Standard Rules this time are summarized as follows: (1) Establishing IT-related risk assessment criteria to define the entity’s risk level and to specify standards of IT security controls