exchange with an exception for a SET permission.Therefore, SEC intends to revise the regulations on listed securities trading services outside the stock exchange for proper supervision and in accordance
SEC is proposing to amend the regulations on unitholding limitations of mutual funds. Proposed amendments include, for example, changing the methods of unitholding calculation and allowing mutual funds to be exempted if asset management companies comply with all obligations, such as widely allocating investment units to the general public, managing liquidity effectively and having measures to prevent mutual funds from being exploited for any other benefit than those which ought to be obta...
SEC plans to revise rules on sale conducts for investment units after a survey of 55 branches of 18 commercial banks in Bangkok area indicated necessity for improvement particularly in relation to
’ assets.SEC has planned to revise regulations on capital requirement for the digital asset business operators who can access into or transfer customers’ assets so that such operators hold the required
Reporting Person : - | Type of securities : - | Date of reporting obligation : 22/03/2004
Reporting Person : - | Type of securities : - | Date of reporting obligation : 16/03/2006
Reporting Person : - | Type of securities : - | Date of reporting obligation : 01/06/2005
Reporting Person : - | Type of securities : - | Date of reporting obligation : 27/02/2006
Reporting Person : - | Type of securities : - | Date of reporting obligation : 17/02/2004
Reporting Person : - | Type of securities : - | Date of reporting obligation : 10/02/2006