The Securities and Exchange Commission (SEC) organized a seminar to announce the SEC Strategic Plan for the years 2024-2026. Prime Minister and Minister of Finance, Mr. Srettha Thavisin, presided
Bangkok, November 10, 2006 ? The SEC Board Resolutions No.12/2549 include a plan to liberalize securities businesses as follows: 1. New and unlimited securities licenses in 2012 To stimulate the
Bangkok, November 27, 2006 ? The SEC, Thailand has pushed forward active cooperation and exchange of information among capital market regulators at the recent annual meeting of the International
the 3rd consecutive year the capital market organizations will provide opportunities for students, especially those from outside Bangkok, to gain hands-on experience and income during their school break
Bangkok, February 10, 2006 ? The SEC has put an investor contact in functioning as investment advisor on probation for providing investment advice on a website based on rumors and unverified news
Bangkok, August 22, 2006 ? The Settlement Committee appointed by the Minister of Finance under Section 317 of the Securities and Exchange Act B.E. 2535 (1992) has imposed serious penalty fines on six
Bangkok, August 14, 2007 ? The investing public in Thailand is getting more options for starting and expanding their offshore portfolios thanks to the relaxation of quota allocation rules, a recent
Bangkok, September 14, 2007 ? SEC Secretary-General Thirachai Phuvanatnaranubala is asking all relevant authorities to cooperate in clarifying the Shin Corp deal now under the Assets Examination
Bangkok, February 9, 2012 - The SEC has closely monitored the incident on December 30, 2011 where net asset value ("NAV") of domestic mutual funds investing in offshore ETF was irregularly high. The
Bangkok, February 29, 2012 ? The SEC and the Association of Investment Management Companies (AIMC) have been concerned over the irregular closing price on December 30, 2011 of Gold exchange-trade