Rules, Conditions, and Procedures for Operation of Securities Clearing Houses and Central Securities Depositories

Rules, Conditions and Procedures for Outsourcing Function related to Business Operation to Third Party

activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers, business operation, reputation, position and results

operation, reputation, position and results of operation of the securities company. “Service provider” means a provider of services as an investor contact on behalf of securities companies or a provider of

, business operation, reputation, position and results of operation of the securities company. “Service provider” means a provider of services as an investor contact on behalf of securities companies or a

Establishment of Risk Management System for Business Continuity of Intermediaries dated 21 October 2016 (“ Notification No. SorThor/Nor. 45/2559 ”) which specify on the rules for operation systems capable to

Management System for Business Continuity of Intermediaries dated 21 October 2016 (“Notification No. SorThor/Nor. 45/2559”) which specify on the rules for operation systems capable to support business

Repeal of the Notifications related to Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary

The Repeal of Notifications related to Operation of Securities Clearing House, Central Securities Depository, Derivatives Exchange and Derivatives Clearing House

in its Q3/2013 notes to financial statements that due to the Supreme Court decision, claims of the company’s creditors were restored to the status prior to the date of rehabilitation order. However