listed companies so that the financial reporting is reliable, of good quality from the very beginning, and meets the objectives. SEC, as one of the stakeholders in financial reporting system, will apply
standards. This is to ensure that the financial statements of all businesses raising fund in the capital market audited by qualified capital market auditors will be of good quality, accurate, reliable and
Following a tip from a reliable source and SEC’s further inspection, SEC finds that Devere & Partners and Mr. Ian Mcintyre had operated securities brokerage and investment advisory businesses
reliable and clearly specified. Advertisements must also align with other relevant requirements such as those for marketing promotions and deduction related to advertising expenses. Additionally, the issuer
information. The IFA assumes that such information is accurate and reliable at the time the IFA prepared this opinion report. However, if such information is found to be inaccurate and/or incomplete and/or
electronic voting in absentia, including the electronic distribution of proxy materials and reliable vote confirmation systems. In jurisdictions where private enforcement is weak, regulators should be in a
(KYC) process.(2) Encouraging the use of the NDID platform for the elimination of redundancy in identity proofing process. The platform is trustworthy regulated under the laws, decreases the burden
collaborating with all stakeholders. The SEC strives to enhance the benefits and well-being of people through being a trustworthy and proactive organization, improving the Thai capital market to become an
financial statements of the company shall be accurate and reliable, complying with the rules as specified in Section 56 of the Securities and Exchange Act and being audited or reviewed by an SEC-approved
entities conform to accounting standards, auditing can no longer relies only on individuals but also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable