explanation to the SEC accordingly. In performing duties, investment consultants can send trading orders only when obtaining instructions from the clients. They are not allowed to make securities
/PB_Detail.aspx?SECID=662. Stakeholders and interested parties are welcome to give comments and suggestions via the website or by phone at 0-2033-9516, 0-2263-6279, 0-2033-9882 or send email to chaowaporn
to send comments or suggestions by 16 November 2020 via the website or e-mail to pitchayai@sec.or.th. ________________________ Note: *4 Acts are the Securities and Exchange Act B.E. 2535
- The ACMF Pass of the Recognised Representative in the Philippines may be renewed provided that he is still compliant with the eligibility requirements and has no pending complaint filed against him/her
first cycle, the SEC inspected engagements from 91 registered auditors, 30 of which were new auditors whom applied for approval from the SEC and 61 of which were renewed registered auditors. All but two
December 2015 with a remaining valid term; (b) derivatives under (a) are not renewed after 16 December 2015. Clause 3 This Notification shall come into force from 6 January 2004. Notified this 23rd day of
remaining valid term; (b) derivatives under (a) are not renewed after 16 December 2015. Clause 3 This Notification shall come into force from 6 January 2004. Notified this 23rd day of January 2004
remaining valid term; (b) derivatives under (a) are not renewed after 16 December 2015. Clause 3 This Notification shall come into force from 6 January 2004. Notified this 23rd day of January 2004
reasonable as compared to market rates in nearby areas. 5) Lease Term : 3 years from August 1, 2020 to July 31, 2023, and may be renewed for 3 years each. The Executive Committee or any other person entrusted
for the persistent problems. Over two years, we advocated for a renewed focus on director skills and qualifications, given the changing nature of the company’s challenges. Moderate Engagement There are