development of all-sector participation, both public and private. The cooperation under the MOAs includes monitoring and oversight of listed companies, issuing companies and regulated agencies under the SEC

SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators  through the use of principle-based regulations due to the fact that business

financial institution regulated by the SEC, audit firm with the SEC approved auditor and the Stock Exchange of Thailand (SET) or its subsidiary whose shares are held by the SET at least 75%, business operator

public and investors are advised to exercise caution when using services from digital asset business operators who are not licensed under Thai law or regulated by the SEC as they will not receive legal

laws may be impractical for capital market misconduct whereby important evidence is usually in the possession of the offenders contrary to other criminal cases that leave more traces https

Exchange Act B.E. 2535 (1992) (SEA) and the imposition of the statute of limitations for criminal cases on civil lawsuits in order to enforce civil sanctions under Section 317/13 of the SEA are not contrary

the account for the wrong purpose in contrary to the terms of service, and take action on the client who fails to comply with the terms of service, which shall include temporary suspension or

(1) Marnfah Group and (2) Ornpaphat agreed to pay a separate, equal fine of 500,000 baht, while (3) Kanyahorn agreed to pay a fine of 1,530,000 baht. On the contrary, (4) Lederer (Thailand) refused to

competitive edge for JMT Plus.On the contrary, the independent financial advisor views that such waiver of subscription right is inappropriate because the fair price in the range of 10.33 - 13.22 baht per share

policy. On the contrary, should securities and asset management companies do not emphasize on such policy while others do, they would instead become the ones to handle social pressure,? Chalee added.