Bangkok, September 12, 2014 - The SEC suspended {A}, a securities investment consultant of Globlex Securities Company Limited, for trading on a securities trading account of the client without
the client’s instruction to cut loss when the client’s derivatives trading account hit a one-million baht loss. As a result of his negligence, the client’s account was closed and the client suffered
to her own account. Moreover, there was a cash withdrawal of 1 million baht at a bank counter for which the client had signed on the withdrawal slip in advance without writing down a specific amount
2. Mr. Thanathorn ChuchatpongFollowing order of person who is not an account owner or authorized by the client causing damage to such client
business of the Company Carnival Magic Project is a theme park, which is in the tourism and leisure business sector and the same business of the existing group companies. Therefore, this transaction shall
Company Carnival Magic Project is a theme park, which is in the tourism and leisure business sector and the same business of the existing group companies. Therefore, this transaction shall enhance and
มีความเป็นระเบียบ https://publish.sec.or.th/nrs/9697p.xlsx OFFER_DEBENT_EN.xlsx Leisure 1,962.10 2 14 Industrial Materials and Machinery 15 Printing and Publishing 16 Property Development 16,153.90 10
รักษากลไกการทำงานของระบบซื้อขาย ให้มีความเป็นระเบียบ https://publish.sec.or.th/nrs/9697p.xlsx OFFER_DEBENT_EN.xlsx Leisure 1,962.10 2 14 Industrial Materials and Machinery 15 Printing and Publishing 16
to other out-of-control wallets without client’ instructions. That actions incurred losses to others and public in violation of Section 85 of Digital Asset Businesses Law. It also violated Section 87
Carnival Magic Project is a theme park, which is in the tourism and leisure business sector and the same business as that of SAFARI Group. Therefore, this transaction will enhance and strengthen the