Mr. Jeremy Lechemere King Between December 12, 2016 and July 1, 2019, Mr. Jeremy Lechemere King, chief executive officer of Siam Knight Fund Management Securities Co.,Ltd. (?SKFM?), failed to order

submitted to the SEC Office and the SET on February 12, 2019. SEC Act S.56(4) Settlement Committee Meeting No. 2/2020 Settlement Committee Order No. 6/2020 Dated 13/03/2020

Meeting No. 4/2012 Settlement Committee Order No. 29/2012 Dated 20/08/2012

Committee Order No. 55/2012 Dated 19/12/2012

Supervisory Board. The rectified financial statements were later filed on November 14, 2019. SEC Act S.56(4) Settlement Committee Meeting No. 2/2020 Settlement Committee Order No. 6/2020 Dated 13/03/2020

insured has died by redeem investment units exceed than the time period specified in the scheme. SEC Act S.113 Settlement Committee Meeting No. 3/2020 Settlement Committee Order No. 13/2020 Dated 20/05

Meeting No. 4/2012 Settlement Committee Order No. 30/2012 Dated 20/08/2012

Committee Order No. 56/2012 Dated 19/12/2012

Settlement Committee Meeting No. 3/2020 Settlement Committee Order No. 14/2020 Dated 20/05/2020

condition to lure the public into the trading. SEC Act S.243(1)(2) in conjunction with 244(1)(2)(3) Settlement Committee Meeting No. 4/2012 Settlement Committee Order No. 31/2012 Dated 20/08/2012