operator.SEC is therefore considering excluding a business operator promulgating research analysis in the ten ASEAN countries from applying for investment advisor license provided that significant conditions
percent voting rights of the total sold shares. In this regard, IFA has an opinion that the SUSCO shareholders should not approve the proposed transaction this time due to inadequate conditions in the
Rules, Conditions, and Procedures for Securities Underwriting
Rules Conditions and Procedures for Management of Funds (No. 2)
Rules, Conditions and Procedures for Management of Funds (No. 4)
Rules, Conditions and Procedures for Management of Funds (No. 3)
Rules Conditions and Procedures for Undertaking of Investment Advisory Business
Rules, Conditions and Procedures for Undertaking Investment Advisory Business
Rules, Conditions and Procedures for Securities Borrowing and Lending
Rules, Conditions and Procedures for Providing Services as Securities Registrar