businesses more access sources of finance where they can raise fund from the crowd, each of them makes investment with small amount of money through the provider of internet-based system, called crowdfunding

’ key barriers to raise fund through the capital market. Consequently, SEC would unlock the gateway by applying following 8 keys.(1)  The seminar entitled “SEC FinTech for SMEs and startups”: This

national strategy and Thai capital market development plan. Besides the sharing of information with OSMEP, SEC has been working with OSMEP to launch a program which allows SMEs and Startups to raise fund

bigger than that of SME pursuant to the Law on SME Promotion (for example, a company with revenue more than 300 million baht in the trading and service businesses) are eligible to raise fund by issuing and

acceptance and continuance of client relationships from prior inspection cycles. However, some findings still emerged, particularly regarding the gathering of information in performing risk assessment, as

SLC shares and gained the illegal profit at the expense of general public.   Thai, in particular, aided or abetted the group by gathering and providing related information which is essence to the

: Determination of  Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business ​​ ​A Gathering of all Intermediaries Regulations Regulated Entities ​о Rules and Regulations / Licensing

requested for an extension of deadline to submit the rectified 2014 financial statements, previously set to be submitted by May 27, 2015. The company reasoned that it was in the process of gathering relevant

Bangkok, 25 October 2017 ? The SEC in cooperation with securities companies, asset management companies and the Stock Exchange of Thailand Group exercised a joint cyber drill to raise the industry's

fine paid to the court or as ordered by the Settlement Committee.   Vorapol Socatiyanurak, SEC Secretary-General said, ?The bounty and gratuity regulations will support enforcement efficiency, raise