comparable information for each question against metrics What is best practice for each metric 12 THEMATIC QUESTIONNAIRES 13 Climate-related risks & opportunities GHG emissions and energy data Climate
the clarifications above will create a better understanding of the cases and assure the investing public of the SEC?s integrity, fairness and transparency in developing and supervising the capital
(IOSCO), such as having the structure for supervising the Association to reflect good corporate governance, setting criteria for member subscription and for member supervision with transparency
with no unfair practices. Besides, rules and regulations for supervising capital market must be in line with international standards.? ?Third, for development of market infrastructure, it is crucial
high returns. PE focuses on long-term investment with a specific period of time in a start-up or high potential businesses. The funds will be managed by professional finance manager supervising for
regulatory sandbox ; (b) assessing and managing potential risks from the operation; (c) having operational procedures and an internal control system with details covering the operation specified in Clause 4
) assessing and managing potential risks from the operation; (c) having operational procedures and an internal control system with details covering the operation specified in Clause 4 and Clause 5 or Clause 6
be, as prescribed in this Notification: (1) managing, determining, controlling and supervising business policy of an intermediary ; (2) controlling, supervising and managing business units relating to
, controlling and supervising business policy of an intermediary; (2) controlling, supervising and managing business units relating to investment advice, investment planning, analysis of investment or capital
/News_Detail.aspx?SECID=10470 SEC begins public hearing on digital asset advisers and fund managers as new businesses under supervision Presently, supervising “ digital asset businesses” under the royal decree on