specified by the Civil Sanction Committee, and (5) prohibit the offender from trading securities on SET or securities trading center or entering into derivatives contracts on the Derivatives Exchange for
business operator who is a wallet provider to enable identification of the clients who make transactions in the system; (3) To prohibit the digital asset business operator from providing
. Like COVID-19 vaccine, the economy also needs its own vaccines to make sure the economy would grow more sustainable in the long-run. The economic vaccines that I mentioned are the following. The first
interest. The SEC discusses with business operators on a continuing basis and mandates public and stakeholder consultation before issuing or amending regulations and guidelines. This is to make sure that all
result, important tasks during the period before the Derivatives Act became effective was to prepare the establishment of a futures exchange and make sure that market participants were ready. DEVELOP THE
that such director had received as a result of his/her misconduct. In addition, the criminal and civil sanctions prohibit such director from holding the position at any listed company. The SEC also
that such director had received as a result of his/her misconduct. In addition, the criminal and civil sanctions prohibit such director from holding the position at any listed company. The SEC also
other past behaviors demonstrating inappropriateness for acting as capital market business personnel. Investors are strongly advised to always verify transaction confirmation documents to make sure
accounts regularly to prevent other persons from using the accounts to trade securities without the investors’ authorization. Besides, transaction conformation documents must always be monitored to make sure
make sure that they are truly issued by the banks or the asset management companies in charge, and to update their fund books (if any) in the following business day to prevent damage that may be caused