supervise and develop the Thai capital market with the mission to assure a conducive environment for a fair, trustworthy, efficient, dynamic, and inclusive capital market. The SEC collaborates with relevant
number of the SEC-registered auditors in the same proportion and, during 2014-2015, we partnered with the FAP to launch a training program, called “Developing Auditors for Thai Capital Markets” that
delivering an excellent customer experience in order to empower every customer’s life and business, we prioritize the offering of attentive and inclusive services as a trustworthy service provider. We can
Re: Allocation of Cash Flow under Securitization Program and Reporting on Transfer of the Remaining Assets and Benefits of Special Purpose Vehicles
นำส่งแนวทางปฏิบัติงาน เรื่อง การให้บริการเกี่ยวกับแผนจัดสรรการลงทุน (Portfolio Advisory) หรือกลยุทธ์การลงทุน (Program Trading)
แนวทางการปฏิบัติ เรื่อง การให้บริการเกี่ยวกับแผนจัดสรรการลงทุน (Portfolio Advisory) หรือกลยุทธ์การลงทุน (Program Trading)
, especially at the end of the third quarter of 2017. By then, another issue – guidelines for adjustment in the European Central Bank’s asset purchase program for 2018 – should be closely monitored. In Thailand
economy. Meanwhile, the Bank of Japan signaled an additional accommodative monetary policy by pledging to purchase government bonds without limit and to step up its asset purchase program, whereas other
, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to communicate with clear and reliable information, and without misleading information. SEC Act
(“UOBAM”) failed to order or act duty resulting in UOBAM failed to communicate with clear and reliable information, and without misleading information. SEC Act S.283 paragraph 1 Settlement Committee