characteristics, or obtain an approval [from the SEC Office], as the case may be, as prescribed in this Notification: (1) managing, determining, controlling and supervising business policy of an intermediary ; (2

prescribed in this Notification: (1) managing, determining, controlling and supervising business policy of an intermediary; (2) controlling, supervising and managing business units relating to investment

committee to be lack of independence qualifications of independent director. ​In term of casting vote in the board meeting, it is considered a duty of director in supervising the company and voting on behalf

are different from REIT regulations. For example, the real estate-backed ICO currently lacks a mechanism for monitoring and overseeing the management of assets and for protecting the interest of digital

, Managing Director of Chumphon Cabana Resort & Diving Center "International Politics and Its Effects on Thailand" by Asst. Prof. Prathumporn Wacharasathien, special lecturer from Faculty of Political Science

and guidelines for overseeing risk management and management of digital wallets and keys as well as communication to clarify such policy, action plans and procedures, work supervision and internal

– The SEC is seeking public comments on the proposed amendments to the rules and guidelines for supervising digital asset businesses and ICO portals to better meet the current industry ecosystem and

, controlling and supervising business policy of an intermediary; (2) controlling, supervising and managing business units relating to investment advice, investment planning, analysis of investment or capital

Termpittayapaisith said: “As a regulatory agency, SEC plays an important role in supervising and developing the Thai capital market to build market confidence, efficiency and accessibility for all sectors. The capital

​supervising securities businesses;  3. The SEC Office ​ ​ implementing policies, inspecting licensed/approved corporations and individuals, and developing financial products. Meanwhile, the   Audit Committee