ensure that such investors would have adequate access to relevant information to better understand financial products before making well informed investment decisions.?The consultation paper is available
follows: (1) Implement a policy on fintech application at board or executives level ; (2) Have persons understand the basic principles of technology usage;(3) Allow fund managers or
2017 > Practice Notes CG Thailand Overview CG and sustainable business development SEC Roles Related organizations Related persons Sustainable development roadmap Rules/Regulations SEC Securities and
2017 > Practice Notes CG Thailand Overview CG and sustainable business development SEC Roles Related organizations Related persons Sustainable development roadmap Rules/Regulations SEC Securities and
and the restrictions on information exchange and other collaborative engagement that said laws and regulations impose. The choice to adopt guidance, best practice tools or tactics referred to in the
key sections : (1) Investment planning: Proving information on tools to assist investors to understand themselves better and plan their investments more effectively, such as tools for
Printable Format - Laws and Regulations Marketing |- Approval and Standards Practice |- Code of Conduct |- Fees |- Related Circular Letter Bond Dealer and Underwriter |- Fees (section 14 and 19
annually, and update them where necessary to reflect changes in actual practice. 13. This statement should be easy to find on the signatory’s website, or if they do not have a website in another accessible
GBP recommend a clear process and disclosure for issuers, which investors, banks, underwriters, placement agents and others may use to understand the characteristics of any given Green Bond. The GBP
Principles are supplemented by annotations that contain commentary on the Principles and are intended to help readers understand their rationale. The annotations may also contain descriptions of dominant or