quality development, the overall quality control system of the firm and audit engagement will be effective. The 3 cycle inspection results demonstrate that, aside from the staff development and audit manual
/. In this respect, the four core components of disclosure requirements are: 2.1 Use of proceeds: the issuer must assess the designated project and demonstrate clearly how it will contribute to
that may fall under the category of investment company, and to ensure that their operation does not demonstrate the objective of seeking investment returns for investors in a similar manner to operating
significant changes and developments: describe changes of person who has duties concerning REIT management e.g. change of REIT manager, trustee, or property manager; 2.3 REIT management structure: demonstrate
the operational procedure under (1); (3) in the case where a proprietary trading occurs during any of the following periods, the intermediary shall be able to demonstrate evidence proving that there is
the agricultural derivatives business license after 1 November 2016, the applicant shall demonstrate that its existing shareholding structure as of the issue date of the Cabinet’s resolution on the
application for the agricultural derivatives business license after 1 November 2016, the applicant shall demonstrate that its existing shareholding structure as of the issue date of the Cabinet’s resolution on