Detail Content Announcement of Signatory of the I Code Signatories to the I Code 1. Why become a Signatory to the I Code? The announcement to become a Signatory to the I Code would enhance adherence
Detail Content Announcement of Signatory of the I Code Signatories to the I Code 1. Why become a Signatory to the I Code? The announcement to become a Signatory to the I Code would enhance adherence
concerning Granting Permission of Securities Business B.E. 2551 (2008) as amended by the Ministerial Regulation concerning Granting Permission of Securities Business (No. 3) B.E 2555 (2012) and the first
who provide back office service for securities company; “Back office” means operation, accounting and finance, information technology concerning to client information, internal audit, compliance or
for securities company; “Back office” means operation, accounting and finance, information technology concerning to client information, internal audit, compliance or other similar supporting services
who provide back office service for securities company; “Back office” means operation, accounting and finance, information technology concerning to client information, internal audit, compliance or
, useful to the investors and prepared in compliance with international standards. In so doing, the SEC's operations comprise three perspectives, as follows: 1. Supporting accounting profession to be in line
recommend licensing, grant permission for offering of securities, make rules, and to inspect, investigate, and enforce compliance with the laws and regulations. Rules and regulations promulgated by the SEC
Bangkok, January 26, 2016 ? The SEC has revised several regulations concerning investment policies of mutual funds and provident funds (PVD) to enhance flexibility and compliance with international
Special Extension for Approved Status of Auditor, Financial Advisor and Compliance