Bangkok, February 2, 2006 ? The SEC has cancelled an approval for Sanguan Thiravetyan as an investor contact functioning as marketing officer after finding that he had violated the rules of conduct

Bangkok, October 30, 2006 ? The SEC has disseminated a circular to all asset management companies today to update penalty procedures for unintentional or immaterial errors committed against customers

Bangkok, August 28, 2007 ? The SEC has revoked the approval for an investor contact functioning as a marketing officer by the name of Sutthasinee Sitti on account of misappropriating client assets

Bangkok, November 8, 2007 ? The SEC today revoked the approval for an investor contact by the name of Thitiratt Thongchlermwong functioning as a marketing officer in the securities and derivatives

Bangkok, September 17, 2007 ? The SEC has revoked the approval for an investor contact functioning as a marketing officer by the name of Siwakorn Trakunsom on account of committing dishonest acts

Bangkok, February 21, 2007 ? The SEC has cancelled an approval for Wanvadee Sripurd as an investor contact functioning as a marketing officer, effective from February 21, 2007. The revocation

image but also to overall market confidence. Any person disseminating this type of information has to be able to confirm and be responsible for his own statement, whereby such statement must be based on

To prepare market?s readiness for the inauguration of futures exchange in 2005, the SEC approved draft rules on licensing for derivatives agents. To apply for the license, applicants must possess the

The SEC approved the SET?s draft Notification of the Board of Governors on disclosure of information and other acts of listed companies concerning the acquisition and disposition of assets.

Bangkok, January 24, 2008? The SEC today revoked the approval for an investor contact functioning as a marketing officer by the name of Sugunya Changchua for committing dishonest acts, defrauding