อันควรเชื่อว่าไม่ถูกต้อง หรืออาจทำให้เกิดความเข้าใจผิดในสาระสำคัญจนอาจกระทบต่อความสงบเรียบร้อยในตลาดทุนได้ (fair and orderly market) มาตรการเผยแพร่ข้อมูลต่อสาธารณะผ่านเว็บไซต์ เพื่อให้การเปิดเผยและเผย
the operation and various risks pursuant to Paragraph 1. Clause 23 Each derivatives clearing house shall establish a plan for recovery or an orderly wind-down, with approval of its board of directors
system for enhancing and protecting the orderly operating mechanism of the trading system; (f) having a controlling mechanism to ensure that the service user who offers to buy or buy securities in the
trail); (e) having a work system for enhancing and protecting the orderly operating mechanism of the trading system; (f) having a controlling mechanism to ensure that the service user who offers to buy or
related to execution of trading transactions, to monitor and examine post-trading activities (audit trail); (5) having a work system for enhancing and protecting the orderly operating mechanism of the
monitor and examine post- trading activities (audit trail); (5) having a work system for enhancing and protecting the orderly operating mechanism of the trading system; (6) arranging disclosure of
) Orderly transition – temperature increases kept below 2C, meeting the Paris Agreement 2) Disorderly transition – temperature increases kept below 2C but with delayed and sudden policies 3) Failure to meet
potential impact on the overall fair and orderly functioning of the market. (ESMA, 2016) Source: CFA Institute. (2023). Trade strategy execution * Top 3 Types of algorithms used based on The 2023 algorithmic
independently and without bias, advancing beneficiary or client interests as their primary obligation. Governing bodies, and where relevant, individuals in a fiduciary position of responsibility for ultimate
plan for recovery or an orderly wind-down, with approval of its board of directors, which contains details at least in the following matters: (1) events and circumstances in which a securities clearing