) arrange for the personnel of the intermediary or an outsourcee (if any) to have in place confidentiality or a non-disclosure agreement. Clause 23 An intermediary shall establish measures for operations
personnel of the intermediary or an outsourcee (if any) to have in place confidentiality or a non-disclosure agreement. Clause 23 An intermediary shall establish measures for operations security relating to
interest of investors. (3) disclose or provide important and relevant information sufficient for investors’ decision making; (4) keep investors’ confidentiality; (5) carefully perform duties to avoid
, care, prudence and in the best interest of investors. (3) disclose or provide important and relevant information sufficient for investors’ decision making; (4) keep investors’ confidentiality; (5
ที่จะน า เทคโนโลยีใด ๆ มาใช้ เช่น ความเสี่ยงในด้านการรักษาความลับของข้อมูล (confidentiality) การรักษา ความครบถ้วนและความถูกต้องของข้อมูล (integrity) และการรักษาสภาพพร้อมใช้งาน (availability) รวมถึงความ
that information technology systems of derivatives exchanges are effective and secured so that they can maintain confidentiality, accuracy, credibility of information, remain active for use, and properly
reason has been learned of without the necessity to be reiterated; (2) it is the case of confidentiality; (3) it is the case of urgency where written reason shall be made within appropriate period of time
general election, those investors reduced their holdings of Thai bonds, thus prompting Thai bond yields to rise sharply. Meanwhile, US bond yields fluctuated in a narrow range due to investors’ optimistic