. Moreover, he was found to have used the trading accounts of two other clients to buy securities for himself because his sister's account had reached its maximum credit line. All these acts have causd a large
: (1) Eligible investors are institutional investors and/or high net worth investors only; (2) Eligible investment vehicles are mutual fund or trust fund (to be established by the end of 2021); (3
originally intended by the investors. Such wrongful acts incurred damages onto several clients, at an initial large sum of 74.8 million baht. SEC has considered that Napasook failed to perform duties or
must be made before execution of short sales (covered short position) and the offer price must not be lower than the last trading price (zero plus tick). In addition, only SET50 stocks are allowed to be
, most research reports currently available in the capital market mainly cover large-cap stocks. To increase the quantity and quality of research reports on listed companies, the SEC Board Meeting No. 5
profit of the large- scale project was very low because it was selling only hardware and the price competition is very high in the - 2 - project auction. As the result, the cost of sales and services was
สวนที่ 3 หนา 4 หนวย : บาท 3. Large Exposure Risk 3.1 วิธีท่ี 1 (ก) (ข) (ค) (ง) (จ) (ฉ) (ช) รายชื่อหลักทรัพย long short net ฐานในการ (ง) / (จ) คาความเส่ียง คํานวณ(1) (%) หุน A warrant A
final judgement in an offense concerning property , only for a cause arising from a deceitful, fraudulent or dishonest act that results in widespread damage https://publish.sec.or.th/nrs/6529se.pdf -ร่าง
Bangkok, July 18, 2012 ?Global and regional economies are facing challenges and opportunities amidst rapidly changing circumstances where issues on corporate governance of large financial