are complied with: (1) the company has registered a transfer restriction for the convertible securities with the SEC Office stating that it will not accept any registration of transfer of convertible
instrument or transaction is allowed without ratio limit, and obligations by way of borrowing or repurchasing (repo) agreement is permitted at the limit of 50 percent of the NAV.A hearing on the principles of
Exchange of Thailand, at an amount not less than 65 percent of the net asset value and the subscription limit is 200,000 baht based on the actual subscription amount. This special SSF limit is separate
management to asset management licensee will be permissible, subject to the specified rules. In addition, REIT holding limit will be relaxed where a REIT trustee will be able to hold up to 50 percent of the
exceeding the limit approved by the SEC, but not over 15% of the limit (greenshoe) and must be stated in the scheme. (3) The mutual fund management company must provide an evidentiary document of the rights
- 19 would come into play in Q2/2020 onwards due to the government’s measure to limit transportation, the delay of economic activities, and the temporary unemployment. These will impact the payment
due to the government’s measure to limit transportation, the delay of economic activities, and the temporary unemployment. These will impact the payment ability of debtors and property purchasers and
securities in any succeeding step made in one of the following manners: (a) an offer for sale of securities with transfer restriction where the offering is made without breaching of such restriction; (b) an
จะเป็นเร่ืองที่ไม่เสียหาย อะไร หากเกรงว่า IC/IP ซื้อขายหุ้นมากแต่ลูกค้าไม่ได้รับ ผลประโยชน์ การก าหนด stop-loss limit จะเป็นตัวที่ สามารถควบคุมเร่ืองการซื้อขายในลักษณะดังกล่าว ได้อยู่แล้ว - ส านักงาน