individual, and shall be allowed to undertake a derivatives business only after a license from the SEC has been obtained. Any derivatives business operator which is a legal entity under Section 17 and engages

Q4/2009 with net loss in 403.74 million baht. He obtained the material non- public information by virtue of his positions before such information became public on May 17, 2010. SEC Act S.241

concerning the merger of BGH with Health Network Public Company Limited by means of entire business transfer during 2010 ? 2011. He obtained the material non- public information by virtue of his positions

rate of baht 0.94 per share which was higher than dividend paid in the last 5 years. He obtained the material non- public information by virtue of his positions before such information became public on

RPC interim dividend at the rate of baht 0.94 per share which was higher than dividend paid in the last 5 years. He obtained the material non- public information by virtue of his positions before such

significantly higher than the market price, thus requiring CPALL make a tender offer for acquisition of all MAKRO shares at the same price. He obtained the material non- public information by virtue of his

higher than the market price, thus requiring CPALL make a tender offer for acquisition of all MAKRO shares at the same price. He obtained the material non- public information by virtue of his positions

indirectly by SHV, at 787 baht per share significantly higher than the market price, thus requiring CPALL make a tender offer for acquisition of all MAKRO shares at the same price. He obtained the material non

all MAKRO shares at the same price. He obtained the material non- public information being chief legal official of purchase team participating in negotiation with SHV before such information became

control the risk to customers' assets. The operation shall be obtained the approval from the SEC prior to the operation, but Zipmex did not do so. The act of Zipmex did not operate other than the