assets or obtain unlawful gains for herself or other persons, causing damage to CIRKIT. the public prosecutor issued a prosecution order; however, attempt to arrest the accused failed and the statute of
management or risk management of such investments, whether or not it is a central utility function and at any level, there shall be a procedure for requesting an approval from the intermediary’s board of
management of such investments, whether or not it is a central utility function and at any level, there shall be a procedure for requesting an approval from the intermediary’s board of directors in each case
Bangkok, August 29, 2014 ? SEC supports commercial banks to emphasize on social responsibility and join Collective Action Coalition (CAC) by aiming to obtain the CAC certifications by 2015.Chalee
expert witness called by the SEC Office and an alleged person except where the authority considers that it would be unnecessary, redundant or dilatory; request (3) requesting any fact or opinion from a
rules on borrowing of money for purchasing securities or borrowing of securities for making a short sale; (2) examine under professional standards to ensure that the person requesting to borrow money for
Stock Exchange and do not require to obtain approval from the shareholders for entering such transaction. 4.2 The connected transaction According to the Notification of the Capital Market Supervisory
representative office in the Kingdom shall obtain an approval from the Office. The representative under the first paragraph shall undertake only those businesses specified in the approval. The provisions of