จะเป็นเร่ืองที่ไม่เสียหาย อะไร หากเกรงว่า IC/IP ซื้อขายหุ้นมากแต่ลูกค้าไม่ได้รับ ผลประโยชน์ การก าหนด stop-loss limit จะเป็นตัวที่ สามารถควบคุมเร่ืองการซื้อขายในลักษณะดังกล่าว ได้อยู่แล้ว - ส านักงาน
issuers including disclosure of assessment factors; (3) the investment limit is capped at no more than 100,000 baht for each retail investor, equity and debentures combined, up from no more than 50,000
securities and derivative contracts that the clients wish to trade with no limit, in order for investors to have options and opportunity for investment in products that they wish to invest in, and the stop
knowledgeable and competent persons. 9. Supporting staff in developing knowledge, skills and abilities required to perform the assigned tasks including the evaluation of such knowledge and skills. The development
of policy and procedures for human resource management such as the employment and the recruitment of knowledgeable and competent persons. 9. Supporting staff in developing knowledge, skills and
MANUFACTURING COMPANY LIMITED AGRIPURE HOLDINGS PUBLIC COMPANY LIMIT... AGROTECH THAI COMPANY LIMITED AI ENERGY PUBLIC COMPANY LIMITED AIKCHOL HOSPITAL PUBLIC COMPANY LIMITED AIM THAI INTERTRADE (2001) COMPANY
consultants were more knowledgeable or had better information than them. A number of clients were affected from trading and suffered losses. In many cases, the authorization led to trading more than the clients
: www.ppi-advisory.com to lure investing public that it had very knowledgeable and experienced adviser team to provide appropriate investment advice and management for the clients. The SEC probed into the
require financial advice and planning service from advisors who are knowledgeable, provide quality services and are considerate of interest of the customers. Hence, the “Wealth Advice for All” project was
at a lower fee. This is a temporary measure to promote more entries of knowledgeable and skilled auditors into the capital market. Interested auditors are welcome to apply for approval as capital