Bangkok, June 16, 2015 ? ASEAN audit regulators and audit firms in the ASEAN region have just concluded a meeting that discussed initiatives to raise audit quality and market transparency in the
orders from such client. They just submitted trading orders as directed by {A}. Furthermore, they had never conducted KYC/CDD for the client because {A} prohibited them from doing so. Also, {B} received
ขนาดเล็กหรือกลาง รวมถึงผลกระทบทางด้านสังคมเพื่อให้เกิดการเปลี่ยนผ่านสู่ความยั่งยืนที่เป็นธรรม (just transition) โดยต้องอาศัยความร่วมมือจากทุกภาคส่วน ทั้งหน่วยงานกำกับดูแล ภาครัฐ ภาคเอกชน และองค์กรต่าง
, “Sustainability is becoming an increasingly important element of business strategy. It is being called for not just by shareholders and investors, but also the general public, which expects greater transparency and
EASTSPRING ASSET MANAGEMENT (THAILAND) CO.,LTD. 9TH FLOOR MITRTOWN OFFICE TOWER 944 RAMA 4 ROAD WANG MAI, PATHUM WAN, Bangkok 10330 Tel.02-838-1800 Fax.- 8 JUST ASSET MANAGEMENT CO.,LTD. 540 MERCURY TOWER
as just a corporate benefit, but also as a social benefit. Practical policies and resolutions for equity looking at GESI mainstreaming in terms of resolving pay-gaps, determining who has decision
Thailand. This offers the investors the flexibility to trade the units of foreign ETF on the Thai stock exchange, just like stocks. Regulatory Summary Related Rules and Regulations Related Forms
Public Disclosure Database: • ≈500,000 PDFs describing financial adviser employment and complaint histories • 1/3rd of advisory firms were affected • SEC says “just over 2,300 firms de-registered” • Our
used in determination of partner’s remuneration? (Do not need to specify amount of remuneration, just describe the criteria ) 10 Does the firm carry out the staff satisfaction survey results? If yes