eliminating obstacles for issuing companies while maintaining proper protection and fairness in allotment of securities for investors. Also, rules on prevention of conflict of interest arising from securities
ec ti on A ct iv it ie s Re po rt 1 J an ua ry 2 01 3 - 31 D ec em be r 20 13 comparison was not carried out. Audit procedures were not performed to assess the reasonableness and reliability of the
DJSI. If yes, assess whether the disclosure can be applied to TCFD 3.3 3.4 Evaluate internal risk management processes and consider whether they can be adapted to incorporate climate-related risks
retail investors and prevent inproportionate share allocation to patrons and related persons of the issuing company in such a way that could control the IPO volume on the Stock Exchange of Thailand (SET
whose home regulator has already established equivilent rules on reporting of securities holding of directors, executives and auditors of issuing companies would be exempted from the SEC rules in this
whose home regulator has already established equivilent rules on reporting of securities holding of directors, executives and auditors of issuing companies would be exempted from the SEC rules in this
recently been issued. Essentially, an equity issuing company is required to comply with the following provisions: (1) the equity to be allocated to various persons must be segregated clearly based on the
"), used Miss Rinnapa Kunawatsatit's securities trading account to purchase NPP shares and NPP-W1 by utilizing the non-public information about increasing NPP's equity by issuing new 544.09
shall assess the severity of the issues and obstacles, as well as set up defensive procedures to eliminate or diminish the issues or the obstacles to an acceptable level. For example, in the event that
. 2 When the relevant quality risk items are identified, how does the audit firm develop any procedures or processes to assess the level of quality risks? Please provide the details of followings