participates in anti-corruption projects such as CAC which require similar procedure, the Company may disclose the proceeding or progress report by referring to the operation under such projects. 13. Internal
securities in its possession. The SEC is therefore conducting this public hearing to gather feedback from stakeholders. The key points of the proposed amendments are as follows: (1) To require securities
; - Consider the accuracy and completion of the issues and notify the applicant in writing. Require the applicant to submit a written clarification within a period of at least 14 days but no later than 21 days
completeness and accuracy of such information; and (2) in the case where any laws or regulations enforced by the SEC Office require the affixing of the company’s seal ( if any) , it shall be deemed that such
received from the issuance of the newly issued shares to existing shareholders (Rights Offering) and to the specific investors (Private Placement) for the restructure of the capital, internal working capital
internal audit report concerning cost of sales and inventories which were raised by the auditor. The said opinion must be submitted to the SEC within 5 working days from the date on which the audit committee
the person who will become the mutual fund supervisor; (2) relationship between the mutual fund supervisor and the securities company; (3) arrangement of organizational structure and internal controls
PowerPoint Presentation SEC Classification : ใชภ้ายใน (Internal) 1©Copyright รวมลงิกค์ูม่อืการสมคัร Digital ID และการพสิจูน ์ยนืยนัตวัตน • วิธีการใชง้าน Application ทางรฐั ลิงก์ • วิธีการลงทะเบียน