Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
manage liquidity of fixed income funds and mixed funds that invest at least 60 percent of the net asset value in debt securities. The limit for such transactions is increased from 10 percent to 30
Phillip asset management Company Limited June 1, 2023. Phillip asset management Company Limited a fund management company, failed to manage PHILLIP CASH MANAGEMENT OPEN END FUND ("PCASH"
reliable financial reports and have appropriate number and qualification of independent directors. As representatives of the six institutional investors, having responsibility to manage more than 7 trillion
fundraising vehicle for the SMEs. Besides, the SEC also promotes issuance of corporate bonds to manage costs through the ?First Step Beyond with Bond Issues? Project.Importantly, the SEC has introduced
fundraising vehicle for the SMEs. Besides, the SEC also promotes issuance of corporate bonds to manage costs through the ?First Step Beyond with Bond Issues? Project. Importantly, the SEC has introduced
risks of using online platforms for investing. • Use multiple impartial and independent resources, tools and information to assist in making investment decisions. • Ask the financial service provider
Krungthai Asset Management Public Company Limited Krungthai Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in
Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the