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Essentially, the amendments would apply to digital asset business operators, i.e., exchanges, brokers and dealers, and cover the licensing process, from change to the fee payment time frame to extension to the time frame of readiness preparation for business commencement in case of necessity. In addition, the regulations governing key aspects of digital asset business operation would be amended. For example, data storage system, management system and custody of client assets. This is to pr...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7877

SEC enhances ESG Product Platform with extensive data coverage on SRI Fund to increase useful information for investors

Following the initial launch earlier this year, the ESG Product Platform in its second phase features extensive coverage and details related to sustainability-themed financial products, especially SRI Funds and bonds.* Additional details for SRI Fund include investment policy, investment unit value, net asset value, dividend policy, fund fees and past performance. The information is available bilingually, in Thai and English, for the public’s convenience. The SEC introduced the ESG Pro...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10209

English (United States) Class Action

English (United States) Class Action Our use of cookies We use necessary cookies to make our site work. We'd also like to set

https://www.sec.or.th/EN/Pages/LawandRegulations/ClassAction.aspx

English (United States) Class Action

English (United States) Class Action × Home > Laws/Regulations > Regulations > Class Action

https://www.sec.or.th/EN/Pages/LAWANDREGULATIONS/CLASSACTION.aspx

SEC signs MOU with Central Institute of Forensic Science to increase efficiency in testing evidence of offenses in the capital market.

Central Institute of Forensic Science is a new dimension that will increase the chances of success in law enforcement and the deterrence of offenses in the capital market.”Police Lieutenant Colonel

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8539

SEC proposes extending securities classes qualified for purchasing on margin and placement as collateral to increase purchasing power in margin accounts

increase purchasing power. SEC therefore proposes the inclusion of additional securities classes for margin lending by securities company to the customer for investments apart from listed securities. Such

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8345

SEC is open to comments on the revision of the draft notification on the operation system of business operators so as to increase their operational efficiency

SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business operations, with a view to grouping the relevant regulations of the operation system and the provisi...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8393

SEC urges MORE shareholders to exercise voting rights on capital increase viewed by IFA to have insufficient disclosure and dilution effect

general shareholders’ meeting on 23 February 2024 and exercise their voting rights on a proposed capital increase to be offered to the existing shareholders in proportion to their shareholding (rights

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10580

SEC Thailand’s public hearing on proposed drafts of law amendment to facilitate digital capital market and increase efficiency of capital market supervision.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=723